Compliance
Disclosures and information designed for transparency
This page provides key regulatory disclosures and important documents. If you have questions about our fiduciary standard or how we work, these materials are a clear place to start.
Privacy Policy
About Our Privacy Policy
Protecting your privacy is always important to CWC Advisors. We want you to understand what information we may gather and how we may share it. This privacy policy explains the CWC Advisors collection, use, retention and security of information about you.
How We Gather Information
As part of providing you with financial products or services, we may obtain information about you from the following sources:
- Applications, forms and other information that you provide to us, whether in writing, in person, by telephone, electronically or by any other means. This information may include your name, address balances and account usage.
- Your transactions with us, our affiliations or others. This information may include your account balances and account usage.
Sharing Information
We are required to or we may provide information about you to third parties without your written consent, as permitted by law, such as:
To respond to a subpoena or court order, judicial process or regulatory authorities. To protect against fraud.
In addition, we may provide information about you to our service providers, including all custodians that we may use, to help us process your applications or service your accounts. Our service providers may also include transfer agents, fund administrators or attorneys or other professionals.
Our Former Customers
Even if you are no longer a CWC Advisors customer, our privacy will continue to apply to you.
Our Security Practices and Information Accuracy
We also take steps to safeguard customer information. We restrict access to the personal and account information of our customers to those employees who need to know that information in the course of their job responsibilities. We maintain physical, electronic, and procedural safeguards that comply with federal standards to protect customer information.
We also have internal controls to keep customer information as accurate and complete as we can. If you believe that any information about you is not accurate, please let us know.
Other Information
The privacy policy applies to products or services provided to individuals by CWC Advisors, LLC. We reserve the right to change this Privacy Policy, and any of the policies described above at any time. The examples contained within this Privacy Policy, and any of the policies described above, at any time. The examples contained within the Privacy Policy are illustrations; they are not intended to be exclusive.
Assurance & Disclaimer
Customer Assurance
We have chosen Charles Schwab as the custodian of your assets. Charles Schwab is one of the largest custodians of investor assets. Schwab wants you to have the highest level of confidence when you do business with them. Schwab has extensive measures in place to help protect your information-from the credentials required to access your account online, to monitoring the account for suspicious activity. Schwab also has a Security Guarantee, which protects you against loss by covering 100% of any losses in any of your Schwab accounts due to unauthorized activity. Click here to learn more about Charles Schwab’s & online security. Online investing is becoming the norm in today’s world and you can feel secure investing with Exceptional Portfolio.
Disclaimer
This website is for informational purposes only and does not constitute a complete description of Exceptional Portfolio's, a division of CWC Advisors, investment services or performance. This website is in no way a solicitation or offer to sell securities or investment advisory services except, where applicable, in states where we are registered or where an exemption or exclusion from such registration exists. Information throughout this site, whether stock quotes, charts, articles, or any other statement or statements regarding market or other financial information, is obtained from sources which we, and our suppliers believe reliable, but we do not warrant or guarantee the timeliness or accuracy of this information. Nothing on this website should be interpreted to state or imply that past results are an indication of future performance. THERE ARE NO WARRANTIES, EXPRESSED OR IMPLIED, AS TO ACCURACY, COMPLETENESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS OR ANY 'LINKED' WEBSITE.
Unless otherwise indicated, the Site and all content and other materials in the Site including, without limitation, our logo and all designs, text, graphics, and pictures.
